Zhou, Mi, Hongxun Liu, Liqun Peng, Yue Qin, Dan Chen, Lin Zhang, and Denise L. Mauzerall+. “Environmental benefits and household costs of clean heating options in northern China.” Nature Sustainability (2021).Abstract
The Chinese government accelerated the clean residential heating transition in northern China as part of a successful effort to improve regional air quality. Meanwhile, China has committed to carbon neutrality by 2060, making strategic choices for long-term decarbonization of the residential sector necessary. However, the synergies and trade-offs for health and carbon of alternative heating options and associated costs have not been systematically considered. Here we investigate air-quality–health–carbon interdependencies as well as household costs of using electricity (heat pumps or resistance heaters), gas or clean coal for residential heating for individual provinces across northern China. We find substantial air-quality and health benefits, varied carbon emissions and increased heating costs across clean heating options. With the 2015 power mix, gas heaters offer the largest health–carbon co-benefits, while resistance heaters lead to health–carbon trade-offs. As the power grid decarbonizes, by 2030 heat pumps achieve the largest health–carbon synergies of the options we analysed. Despite high capital costs, heat pumps generally have the lowest operating costs and thus are competitive for long-term use. With increased subsidies on the purchase of heat pumps, the government can facilitate further air-quality improvements and carbon mitigation in the clean heating transition.
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Peng^, Liqun, Feiqi Liu^, Mi Zhou^, Mingwei Li#, Qiang Zhang, and Denise L. Mauzerall+. “Alternative-energy-vehicles deployment delivers climate, air quality, and health co-benefits when coupled with decarbonizing power generation in China.” One Earth 4 (2021).Abstract
We estimate the co-benefits of AEV utilization for air quality, health, and climate, and evaluate the economic benefits of AEV penetration with various levels of decarbonized electricity in China. We find that air quality and GHG mitigation co-benefits through alternative energy vehicle deployment increases as the power sector decarbonized. Co­benefits are maximized via high penetration of AEV deployment powered with ambitious and rapid power sector decarbonization.
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Chen^, Xu, Zhongshu Li^, Kevin P. Gallagher, and Denise L. Mauzerall+. “Financing carbon lock-in in developing countries: Bilateral financing for power generation technologies from China, Japan, and the United States.” Applied Energy 300 (2021).Abstract
Power sector decarbonization requires a fundamental redirection of global finance from fossil fuel infrastructure towards low carbon technologies. Bilateral finance plays an important role in the global energy transition to non-fossil energy, but an understanding of its impact is limited. Here, for the first time, we compare the influence of overseas finance from the three largest economies – United States, China, and Japan – on power generation development beyond their borders and evaluate the associated long-term CO2 emissions. We construct a new dataset of Japanese and U.S. overseas power generation finance between 2000 and 2018 by analyzing their national development finance institutions’ press releases and annual reports and tracking their foreign direct investment at the power plant level. Synthesizing this new data with previously developed datasets for China, we find that the three countries’ overseas financing concentrated in fossil fuel power technologies over the studied period. Financing commitments from China, Japan, and the United States facilitated 101 GW, 95 GW, and 47 GW overseas power capacity additions, respectively. The majority of facilitated capacity additions are fossil fuel plants (64% for China, 87% for Japan, and 66% for the United States). Each of the countries’ contributions to non-hydro renewable generation was less than 15% of their facilitated capacity additions. Together, we estimate that overseas fossil fuel power financing through 2018 from these three countries will lock in 24 Gt CO2 emissions by 2060. If climate targets are to be met, replacing bilateral fossil fuel financing with financing of renewable technologies is crucial.
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Li^, Zhongshu, Kevin Gallagher, Xu Chen^, Jiahai Yuan, and Denise L. Mauzerall. “Pushing out or pulling in? The determinants of Chinese energy finance in developing countries.” Energy Research & Social Science (2021).Abstract
China is now one of the world’s largest financiers and investors in the global electric power sector. While a number of important qualitative analyses have examined the determinants of Chinese energy finance, this paper deploys new data to perform the first econometric analysis to examine the determinants of Chinese overseas financing for electric power plants. Drawing on that earlier work, we examine a number of ‘push factors’ – incentives in China that facilitate investment abroad—and ‘pull factors’ – incentives in recipient countries that facilitate Chinese investment into their country. On the push side, we find that domestic overcapacity in China plays a key role in facilitating China’s development finance in these plants. On the pull side, we find that the size of local demand for new power projects and the resource potential for electric power in recipient countries are significantly correlated with the size of Chinese financing. We also find existing Chinese involvement in past power projects likely facilitates new Chinese overseas financing.
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Xu, Ming, Glen T. Daigger, Chuanwu Xi, Jianguo Liu, Jiuhui Qu, Pedro J. Alvarez, Denise L. Mauzerall, and others. “U.S.−China Collaboration is Vital to Global Plans for a Healthy Environment and Sustainable Development.” Environmental Science & Technology 55 (2021). Full Article PDF
Qin, Yue, Mi Zhou, Da Pan, Zbigniew Klimont, Daniel B. Gingerich, Denise L. Mauzerall, Lei Zhao, Gang He, and Jeffrey M. Bielicki. “Environmental Consequences of Potential Strategies for China to Prepare for Natural Gas Import Disruptions.” Environmental Science & Technology (2021).Abstract
Worldwide efforts to switch away from coal have increased the reliance on natural gas imports for countries with inadequate domestic production. In preparing for potential gas import disruptions, there have been limited attempts to quantify the environmental and human health impacts of different options and incorporate them into decision-making. Here, we analyze the air pollution, human health, carbon emissions, and water consumption impacts under a set of planning strategies to prepare for potentially fully disrupted natural gas imports in China. We find that, with China’s current natural gas storage capacity, compensating for natural gas import disruptions using domestic fossil fuels (with the current average combustion technology) could lead up to 23,300 (95% CI: 22,100–24,500) excess premature deaths from air pollution, along with increased carbon emissions and aggravated water stress. Improving energy efficiency, more progressive electrification and decarbonization, cleaner fossil combustion, and expanding natural gas storage capacity can significantly reduce the number of excess premature deaths and may offer opportunities to reduce negative carbon and water impacts simultaneously. Our results highlight the importance for China to increase the domestic storage capacity in the short term, and more importantly, to promote a clean energy transition to avoid potentially substantial environmental consequences under intensifying geopolitical uncertainties in China. Therefore, mitigating potential negative environmental impacts related to insecure natural gas supply provides additional incentives for China to facilitate a clean and efficient energy system transition.
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Pan, Da, Lei Tao, Kang Sun, Levi M. Golston, David J. Miller, Tong Zhu, Yue Qin, Yan Zhang, Denise L. Mauzerall, and Mark A. Zondlo. “Methane emissions from natural gas vehicles in China.” Nature Communications 11 (2020).Abstract
Natural gas vehicles (NGVs) have been promoted in China to mitigate air pollution, yet our measurements and analyses show that NGV growth in China may have significant negative impacts on climate change. We conducted real-world vehicle emission measurements in China and found high methane emissions from heavy-duty NGVs (90% higher than current emission limits). These emissions have been ignored in previous emission estimates, leading to biased results. Applying our observations to life-cycle analyses, we found that switching to NGVs from conventional vehicles in China has led to a net increase in greenhouse gas (GHG) emissions since 2000. With scenario analyses, we also show that the next decade will be critical for China to reverse the trend with the upcoming China VI standard for heavy-duty vehicles. Implementing and enforcing the China VI standard is challenging, and the method demonstrated here can provide critical information regarding the fleet-level CH4 emissions from NGVs.
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Chen^, Xu, Kevin P. Gallagher, and Denise L. Mauzerall+. “Chinese Overseas Development Financing of Electric Power Generation: A Comparative Analysis.” One Earth 3 (2020): 491-503.Abstract


The Paris climate goals require rapid decarbonization of the global power generation sector. To achieve this goal, it is critical to redirect international development finance away from fossil fuel toward renewable energy technologies. We find that East Asian national DFIs have committed to finance a new generation of coal power plants. However, China’s new domestic decarbonization goal, if extended to its overseas finance, will be enormously valuable in reducing future carbon emissions from recipient countries.


Global power generation must rapidly decarbonize by mid-century to meet the goal of stabilizing global warming below 2C. To meet this objective, multilateral development banks (MDBs) have gradually reduced fossil fuel and increased renewable energy financing. Meanwhile, globally active national development finance institutions (DFIs) from Japan and South Korea have continued to finance overseas coal plants. Less is known about the increasingly active Chinese DFIs. Here, we construct a new dataset of China’s policy banks’ overseas power generation financing and compare their technology choices and impact on generation capacity with MDBs and Japanese and South Korean DFIs. We find that Chinese DFI power financing since 2000 has dramatically increased, surpassing other East Asian national DFIs and the major MDBs’ collective public sector power financing in 2013. As most Chinese DFI financing is currently in coal, decarbonization of their power investments will be critical in reducing future carbon emissions from recipient countries.

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Liu, H, and DL Mauzerall+. “Costs of clean heating in China: Evidence from rural households in the Beijing-Tianjin-Hebei region.” Energy Economics 90 (2020).Abstract
To address severe air pollution, the Chinese government plans to replace most residential coal stoves in northern China with clean heating devices by 2021. Coal stove replacement started in the “Beijing-Tianjin-Hebei (BTH)” region and is expanding throughout northern China. Removing coal stoves reduces air pollutant emissions and hence is beneficial for both air quality and public health, as well as offering greenhouse gas mitigation co-benefits. However, there is little discussion of the economic costs of various clean heating technologies. In this study, we estimate total annual costs (TAC, annualized capital costs plus annual operating costs) for rural households, across cities/counties in the BTH region, to replace their coal stoves with several prevalent clean options—air-source heat pumpswith fan coils (ASHPwF), electric resistance heaters with thermal storage (RHwTS),
natural gas heaters (NGH), and clean coal briquettes with improved stoves (CCIS). We find: 1) Without subsidies, CCIS have the lowest TAC of all clean options. TAC of unsubsidized CCIS approximately doubles TAC of raw coal with improved stoves (RCIS), while unsubsidized electric/gas heaters cost 3–5 times more than RCIS. Thus, it is important for governments to financially support households' replacement of their coal stoves with clean heaters to facilitatewidespread adoption. 2)With subsidies, CCIS have the lowest TAC in all regions except Beijing. In Beijing, generous subsides make ASHPwF—themost energy-efficient option—have the lowest TAC. In Tianjin, TAC of subsidized ASHPwF are slightly higher than CCIS and NGH. Throughout Hebei, except for a few severely cold northern counties where gas prices are high, subsidized NGH have lower TAC than ASHPwF and RHwTS. 3) Cost competitiveness of ASHPwF increases as heat demand increases, (e.g., higher desired indoor temperatures, larger home sizes, etc.) indicating that ASHP are good options for households with larger home sizes and commercial buildings. 4) Substantial potential exists to reduce heating expenses by improving building energy efficiency particularly in severely cold regions. 5) Cost advantages of NGH vary sharply with gas prices.
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Gerlein-Safdi, Cynthia, Gretchen Keppel-Aleks, Feng Wang, Steve Frolking, and Denise L. Mauzerall. “Satellite Monitoring of Natural Reforestation Efforts in China’s Drylands.” One Earth 2 (2020): 98-108.Abstract
China has been a leader in reforestation efforts with multiple large-scale projects. In this study, we found that satellite data sensitive to water and photosynthesis activity in plants in drylands is tightly linked to reforestation efforts in the Three-North Shelterbelt Program area. In particular, both traditional active reforestation and new natural reforestation increased vegetation activity. This is important because natural reforestation has advantages, such as increasing biodiversity. China’s successful implementation of natural reforestation could become a model for other regions.
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Li^, Zhongshu, Kevin P. Gallagher, and Denise L. Mauzerall+. “China’s global power: Estimating Chinese foreign direct investment in the electric power sector.” Energy Policy 136 (2020): 1-9.Abstract
We analyze the spatial and technological distribution of China’s overseas electric power investments around the world, and the pollution intensity of Chinese coal fired power plants relative to those held by non-Chinese entities. We find that Chinese firms hold approximately $115 billion USD in electric power assets globally, with an average of 73% ownership stake in a total capacity of 81 GW. Chinese power investments span the globe but are largely found in developing countries, particularly in Asia and Latin America. The vast majority of Chinese investment goes to coal (24.5 GW), gas (20.5 GW) and hydropower (18.1 GW), while the share of wind (7.2 GW) and solar (3.1 GW) is relatively small but may be rising. The energy mix of Chinese overseas investment is similar to the existing world portfolio. Within the coal sector, between 2011 and 2017, the majority of Chinese greenfield investment in coal used supercritical technologies (58 percent) while only 34 percent of non-Chinese coal plants built during this period were supercritical.
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Peng, Liqun, Qiang Zhang, Zhiliang Yao, Denise L. Mauzerall, Sicong Kang, Zhenyu Du, Yixuan Zheng, Tao Xue, and Kebin He. “Underreported coal in statistics: A survey-based solid fuel consumption and emission inventory for the rural residential sector in China.” Applied Energy 235 (2019): 1169-1182.Abstract
Solid fuel consumption and associated emissions from residential use are highly uncertain due to a lack of reliable statistics. In this study, we estimate solid fuel consumption and emissions from the rural residential sector in China by using data collected from a new nationwide field survey. We conducted a field survey in 2010 which covered ∼17,000 rural residential households in 183 counties in China, to obtain data for solid fuel consumption and use patterns. We then developed a Generalized Additive Model (GAM) to establish the relationship between solid fuel consumption and heating degree days (HDD), income, coal production, coal price, and vegetation coverage, respectively. The GAM was used to estimate solid fuel consumption in rural households in China at the county level. We estimated that, in 2010, 179.8Tg of coal were consumed in Chinese rural households for heating and cooking, which is 62% higher than that reported in official energy statistics. We found that large quantities of rural residential coal consumption in the North China Plain were underreported in energy statistics. For instance, estimated coal consumption in rural households in Hebei (one of most polluted provinces in China) was 20.8Tg in 2010, which is twice as high as government statistics indicate. In contrast, modeled national total consumption of crop residues (used as fuels) we found to be ∼50% lower than reported data. Combining the underlying data from the survey, the GAM and emission factors from literature, we estimate emissions from China’s rural residential sector in 2010 to be: 3.3Tg PM2.5, 0.6Tg BC, 1.2Tg OC, 2.1Tg VOC, 2.3Tg SO2, 0.4Tg NOx, 43.6Tg CO and 727.2Tg CO2, contributing to 29%, 35%, 38% and 26% of national total PM2.5, BC, OC, and CO emissions respectively. This work reveals that current emission inventories in China likely underestimate emissions from coal combustion in rural residential households due to missing coal consumption in official statistics, especially for the heavily polluted North China Plain (NCP) region. Per capita income appears to be the driving factor that results in the difference between surveyed data and official data. Residents with high income prefer commercial energy and have a higher per capita fuel consumption than lower income residents. Therefore, rural residential coal combustion may contribute even more to regional air pollution than the large contributions previously identified.
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Qin, Yue, Fan Tong, Guang Yang, and Denise L. Mauzerall+. “Challenges of using natural gas as a carbon mitigation option in China.” Energy Policy 117 (2018): 457-462.Abstract
Under the Paris Agreement, China committed to peak its carbon dioxide emissions on or before 2030. Substituting natural gas for coal may facilitate it meeting this commitment. However, three major challenges may obstruct progress towards desired climate benefits from natural gas. 1) A fundamental price dilemma disincentivizing a coal-to-gas end-use energy transition: low city-gate gas prices discourage an increase in gas supplies while high end-use gas prices impede an increase in gas demand. 2) Insufficient and constrained access to natural gas infrastructure hinders connections between gas supplies and end-users, and obstructs a balance in seasonal supply and demand. 3) Methane leakage from the natural gas industry compromises the direct greenhouse gas emission reductions from combustion. To address these challenges, government and industry must work together to facilitate natural gas market reform, increase investment in natural gas infrastructure, and control methane emissions.
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Yang^, Junnan, Xiaoyuan Li^, Wei Peng^, Fabian Wagner, and Denise L. Mauzerall+. “Climate, air quality and human health benefits of various solar photovoltaic deployment scenarios in China in 2030.” Environmental Research Letters 13, no. 6 (2018).Abstract
Solar photovoltaic (PV) electricity generation can greatly reduce both air pollutant and greenhouse gas emissions compared to fossil fuel electricity generation. The Chinese government plans to greatly scale up solar PV installation between now and 2030. However, different PV development pathways will influence the range of air quality and climate benefits. Benefits depend on how much electricity generated from PV is integrated into power grids and the type of power plant displaced. Using a coal-intensive power sector projection as the base case, we estimate the climate, air quality, and related human health benefits of various 2030 PV deployment scenarios. We use the 2030 government goal of 400 GW installed capacity but vary the location of PV installation and the extent of inter-provincial PV electricity transmission. We find that deploying distributed PV in the east with inter-provincial transmission maximizes potential CO2 reductions and air quality-related health benefits (4.2% and 1.2% decrease in national total CO2 emissions and air pollution-related premature deaths compared to the base case, respectively). Deployment in the east with inter-provincial transmission results in the largest benefits because it maximizes displacement of the dirtiest coal-fired power plants and minimizes PV curtailment, which is more likely to occur without inter-provincial transmission. We further find that the maximum co-benefits achieved with deploying PV in the east and enabling inter-provincial transmission are robust under various maximum PV penetration levels in both provincial and regional grids. We find large potential benefits of policies that encourage distributed PV deployment and facilitate inter-provincial PV electricity transmission in China.
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Peng^, Wei, Junnan Yang^, Xi Lu, and Denise L. Mauzerall+. “Potential co-benefits of electrification for air quality, health, and CO2 mitigation in 2030 China.” Applied Energy (2018).Abstract
Electrification with decarbonized electricity is a central strategy for carbon mitigation. End-use electrification can also reduce air pollutant emissions from the demand sectors, which brings public health co-benefits. Here we focus on electrification strategies for China, a country committed to both reducing air pollution and peaking carbon emissions before 2030. Considering both coal-intensive and decarbonized power system scenarios for 2030, we assess the air quality, health and climate co-benefits of various end-use electrification scenarios for the vehicle and residential sectors relative to a non-electrified coal-intensive business-as-usual scenario (BAU). Based on an integrated assessment using the regional air pollution model WRF-Chem and epidemiological concentration–response relationships, we find that coal-intensive electrification (75% coal) does not reduce carbon emissions, but can bring significant air quality and health benefits (41,000–57,000 avoided deaths in China annually). In comparison, switching to a half decarbonized power supply (∼50% coal) for electrification of the transport and/or residential sectors leads to a 14–16% reduction in carbon emissions compared to BAU, as well as greater air quality and health co-benefits (55,000–69,000 avoided deaths in China annually) than coal intensive electrification. Furthermore, depending on which end-use sector is electrified, we find different regional distributions of air quality and health benefits. While electrifying the transport sector improves air quality throughout eastern China, electrifying the residential sector brings most benefits to the North China Plain region in winter where coal-based heating contributes substantially to air pollution.
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Qin, Yue, Lena Höglund-Isaksson, Edward Byers, Kuishuang Feng, Fabian Wagner, Wei Peng, and Denise L. Mauzerall+. “Air quality-carbon-water synergies and trade-offs in China's natural gas industry.” Nature Sustainability 1 (2018): 505-511.Abstract
Both energy production and consumption can simultaneously affect regional air quality, local water stress and the global climate. Identifying the air quality–carbon–water interactions due to both energy sources and end-uses is important for capturing potential co-benefits while avoiding unintended consequences when designing sustainable energy transition pathways. Here, we examine the air quality–carbon–water interdependencies of China’s six major natural gas sources and three end-use gasfor-coal substitution strategies in 2020. We find that replacing coal with gas sources other than coal-based synthetic natural gas (SNG) generally offers national air quality–carbon–water co-benefits. However, SNG achieves air quality benefits while increasing carbon emissions and water demand, particularly in regions that already suffer from high per capita carbon emissions and severe water scarcity. Depending on end-uses, non-SNG gas-for-coal substitution results in enormous variations in air quality, carbon and water improvements, with notable air quality–carbon synergies but air quality–water trade-offs. This indicates that more attention is needed to determine in which end-uses natural gas should be deployed to achieve the desired environmental improvements. Assessing air quality–carbon–water impacts across local, regional and global administrative levels is crucial for designing and balancing the co-benefits of sustainable energy development and deployment policies at all scales.
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Peng, Wei, Fabian Wagner, M. V. Ramana, Haibo Zhai, Mitchell J. Small, Carole Dalin, Xin Zhang, and Denise L. Mauzerall+. “Managing China's coal power plants to address multiple environmental objectives.” Nature Sustainability 1 (2018): 693-701.Abstract
China needs to manage its coal-dominated power system to curb carbon emissions, as well as to address local environmental priorities such as air pollution and water stress. Here we examine three province-level scenarios for 2030 that represent various electricity demand and low-carbon infrastructure development pathways. For each scenario, we optimize coal power generation strategies to minimize the sum of national total coal power generation cost, inter-regional transmission cost and air pollution and water costs. We consider existing environmental regulations on coal power plants, as well as varying prices for air pollutant emissions and water to monetize the environmental costs. Comparing 2030 to 2015, we find lower CO2 emissions only in the scenarios with substantial renewable generation or low projected electricity demand. Meanwhile, in all three 2030 scenarios, we observe lower air pollution and water impacts than were recorded in 2015 when current regulations and prices for air pollutant emissions and water are imposed on coal power plants. Increasing the price of air pollutant emissions or water alone can lead to a tradeoff between these two objectives, mainly driven by differences between air pollution-oriented and water-oriented transmission system designs that influence where coal power plants will be built and retired.
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Qin, Yue, Ryan Edwards, Fan Tong, and Denise L. Mauzerall+. “Can Switching from Coal to Shale Gas Bring Net Carbon Reductions to China?Environmental Science & Technology (2017). Publisher's VersionAbstract
To increase energy security and reduce emissions of air pollutants and CO2from coal use, China is attempting to duplicate the rapid development of shale gas that has taken place in the United States. This work builds a framework to estimate the lifecycle greenhouse gas (GHG) emissions from China’s shale gas system and compares them with GHG emissions from coal used in the power, residential, and industrial sectors. We find the mean lifecycle carbon footprint of shale gas is about 30–50% lower than that of coal in all sectors under both 20 year and 100 year global warming potentials (GWP20 and GWP100). However, primarily due to large uncertainties in methane leakage, the upper bound estimate of the lifecycle carbon footprint of shale gas in China could be approximately 15–60% higher than that of coal across sectors under GWP20. To ensure net GHG emission reductions when switching from coal to shale gas, we estimate the breakeven methane leakage rates to be approximately 6.0%, 7.7%, and 4.2% in the power, residential, and industrial sectors, respectively, under GWP20. We find shale gas in China has a good chance of delivering air quality and climate cobenefits, particularly when used in the residential sector, with proper methane leakage control.
Peng, Wei, Junnan Yang, Fabian Wagner, and Denise L. Mauzerall+. “Substantial air quality and climate co-benefits achievable now with sectoral mitigation strategies in China.” Science of the Total Environment 598 (2017): 1076-1084.Abstract
China is the world's top carbon emitter and suffers from severe air pollution. We examine near-term air quality and CO2 co-benefits of various current sector-based policies in China. Using a 2015 base case, we evaluate the potential benefits of four sectoral mitigation strategies. All scenarios include a 20% increase in conventional air pollution controls as well as the following sector-specific fuel switching or technology upgrade strategies. Power sector (POW): 80% replacement of small coal power plants with larger more efficient ones; Industry sector (IND): 10% improvement in energy efficiency; Transport sector (TRA): replacement of high emitters with average vehicle fleet emissions; and Residential sector (RES): replacement of 20% of coal-based stoves with stoves using liquefied petroleum gas (LPG). Conducting an integrated assessment using the regional air pollution model WRFChem, we find that the IND scenario reduces national air-pollution-related deaths the most of the four scenarios examined (27,000, 24,000, 13,000 and 23,000 deaths reduced annually in IND, POW, TRA and RES, respectively). In addition, the IND scenario reduces CO2 emissions more than 8 times as much as any other scenario (440, 53, 0 and 52 Mt CO2 reduced in IND, POW, TRA and RES, respectively). We also examine the benefits of an industrial efficiency improvement of just 5%. We find the resulting air quality and health benefits are still among the largest of the sectoral scenarios, while the carbon mitigation benefits remain more than 3 times larger than any other scenario. Our analysis hence highlights the importance of even modest industrial energy efficiency improvements and air pollution control technology upgrades for air quality, health and climate benefits in China.
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Peng, Wei, Jiahai Yuan, Yu Zhao, Meiyun Lin, Qiang Zhang, David G Victor, and Denise L Mauzerall+. “Air quality and climate benefits of long-distance electricity transmission in China.” Environmental Research Letters 12, no. 6 (2017).Abstract
China is the world’s top carbon emitter and suffers from severe air pollution. It has recently made commitments to improve air quality and to peak its CO2 emissions by 2030. We examine one strategy that can potentially address both issues—utilizing long-distance electricity transmission to bring renewable power to the polluted eastern provinces. Based on an integrated assessment using state-of-the-science atmospheric modeling and recent epidemiological evidence, we find that transmitting a hybrid of renewable (60%) and coal power (40%) (Hybrid-by-wire) reduces 16% more national air-pollution-associated deaths and decreases three times more carbon emissions than transmitting only coal-based electricity. Moreover, although we find that transmitting coal power (Coal-by-Wire, CbW) is slightly more effective at reducing air pollution impacts than replacing old coal power plants with newer cleaner ones in the east (Coal-by-Rail, CbR) (CbW achieves a 6% greater reduction in national total air-pollution-related mortalities than CbR), both coal scenarios have approximately the same carbon emissions. We thus demonstrate that coordinating transmission planning with renewable energy deployment is critical to maximize both local air quality benefits and global climate benefits.
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Qin, Yue, Fabian Wagner, Noah Scovronick, Wei Peng, Junnan Yang, Tong Zhu, Kirk R. Smith, and Denise L. Mauzerall+. “Air quality, health, and climate implications of China's synthetic natural gas development.” Proceedings of the National Academy of Sciences of the United States of America 114, no. 19 (2017): 4887-4892.Abstract
Facing severe air pollution and growing dependence on natural gas imports, the Chinese government plans to increase coal-based synthetic natural gas (SNG) production. Although displacement of coal with SNG benefits air quality, it increases CO2 emissions. Due to variations in air pollutant and CO2 emission factors and energy efficiencies across sectors, coal replacement with SNG results in varying degrees of air quality benefits and climate penalties. We estimate air quality, human health, and climate impacts of SNG substitution strategies in 2020. Using all production of SNG in the residential sector results in an annual decrease of ∼32,000 (20,000 to 41,000) outdoor-air-pollutionassociated premature deaths, with ranges determined by the low and high estimates of the health risks. If changes in indoor/household air pollution were also included, the decrease would be far larger. SNG deployment in the residential sector results in nearly 10 and 60 times greater reduction in premature mortality than if it is deployed in the industrial or power sectors, respectively. Due to inefficiencies in current household coal use, utilization of SNG in the residential sector results in only 20 to 30% of the carbon penalty compared with using it in the industrial or power sectors. Even if carbon capture and storage is used in SNG production with today’s technology, SNG emits 22 to 40% more CO2 than the same amount of conventional gas. Among the SNG deployment strategies we evaluate, allocating currently planned SNG to households provides the largest air quality and health benefits with the smallest carbon penalties
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Liu, Jun, Denise L. Mauzerall+, Qi Chen, Qiang Zhang, Yu Song, Wei Peng, Zbigniew Klimont, et al.Air pollutant emissions from Chinese households: A major and underappreciated ambient pollution source.” Proceedings of the National Academy of Science (2016).Abstract
As part of the 12th Five-Year Plan, the Chinese government has developed air pollution prevention and control plans for key regions with a focus on the power, transport, and industrial sectors. Here, we investigate the contribution of residential emissions to regional air pollution in highly polluted eastern China during the heating season, and find that dramatic improvements in air quality would also result from reduction in residential emissions. We use the Weather Research and Forecasting model coupled with Chemistry to evaluate potential residential emission controls in Beijing and in the Beijing, Tianjin, and Hebei (BTH) region. In January and February 2010, relative to the base case, eliminating residential emissions in Beijing reduced daily average surface PM2.5 (particulate mater with aerodynamic diameter equal or smaller than 2.5 micrometer) concentrations by 14 ± 7 μg·m−3 (22 ± 6% of a baseline concentration of 67 ± 41 μg·m−3 ; mean ± SD). Eliminating residential emissions in the BTH region reduced concentrations by 28 ± 19 μg·m−3 (40 ± 9% of 67 ± 41 μg·m−3 ), 44 ± 27 μg·m−3 (43 ± 10% of 99 ± 54 μg·m−3 ), and 25 ± 14 μg·m−3 (35 ± 8% of 70 ± 35 μg·m−3 ) in Beijing, Tianjin, and Hebei provinces, respectively. Annually, elimination of residential sources in the BTH region reduced emissions of primary PM2.5 by 32%, compared with 5%, 6%, and 58% achieved by eliminating emissions from the transportation, power, and industry sectors, respectively. We also find air quality in Beijing would benefit substantially from reductions in residential emissions from regional controls in Tianjin and Hebei, indicating the value of policies at the regional level.
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Sun, Kang, Lei Tao, David J. Miller, Da Pan, Levi M. Golston, Mark A. Zondlo, Robert J. Griffin, et al.Vehicle Emissions as an Important Urban Ammonia Source in the United States and China.” Environmental Science & Technology (2016). Full Article PDF
Dalin, Carole, Huanguang Qiu, Naota Hanasaki, Denise L. Mauzerall, and Ignacio Rodriguez-Iturbe. “Balancing water resource conservation and food security in China.” Proceeding of the National Academy of Science (2015).Abstract
China’s economic growth is expected to continue into the next decades, accompanied by sustained urbanization and industrialization. The associated increase in demand for land, water resources, and rich foods will deepen the challenge of sustainably feeding the population and balancing agricultural and environmental policies. We combine a hydrologic model with an economic model to project China’s future food trade patterns and embedded water resources by 2030 and to analyze the effects of targeted irrigation reductions on this system, notably on national agricultural water consumption and food self-sufficiency. We simulate interprovincial and international food trade with a general equilibrium welfare model and a linear programming optimization, and we obtain province-level estimates of commodities’ virtual water content with a hydrologic model. We find that reducing irrigated land in regions highly dependent on scarce river flow and nonrenewable groundwater resources, such as Inner Mongolia and the greater Beijing area, can improve the efficiency of agriculture and trade regarding water resources. It can also avoid significant consumption of irrigation water across China (up to 14.8 km3 /y, reduction by 14%), while incurring relatively small decreases in national food self-sufficiency (e.g., by 3% for wheat). Other researchers found that a national, rather than local, water policy would have similar effects on food production but would only reduce irrigation water consumption by 5%.
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Dalin, Carole, Naota Hanasak, Huanguang Qiu, Denise L. Mauzerall, and Ignacio Rodriguez-Iturbe. “Water resources transfers through Chinese interprovincial and foreign food trade.” Proceedings of the National Academy of Sciences 111, no. 27 (2014).Abstract
China’s water resources are under increasing pressure from socioeconomic development, diet shifts, and climate change. Agriculture still concentrates most of the national water withdrawal. Moreover, a spatial mismatch in water and arable land availability—with abundant agricultural land and little water resources in the north—increases water scarcity and results in virtual water transfers from drier to wetter regions through agricultural trade. We use a general equilibrium welfare model and linear programming optimization to model interprovincial food trade in China. We combine these trade flows with province-level estimates of commodities’ virtual water content to build China’s domestic and foreign virtual water trade network. We observe large variations in agricultural water-use efficiency among provinces. In addition, some provinces particularly rely on irrigation vs. rainwater. We analyze the virtual water flow patterns and the corresponding water savings. We find that this interprovincial network is highly connected and the flow distribution is relatively homogeneous. A significant share of water flows is from international imports (20%), which are dominated by soy (93%). We find that China’s domestic food trade is efficient in terms of rainwater but inefficient regarding irrigation, meaning that dry, irrigation-intensive provinces tend to export to wetter, less irrigation-intensive ones. Importantly, when incorporating foreign imports, China’s soy trade switches from an inefficient system to a particularly efficient one for saving water resources (20 km3 /y irrigation water savings, 41 km3 /y total). Finally, we identify specific provinces (e.g., Inner Mongolia) and products (e.g., corn) that show high potential for irrigation productivity improvements.
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Saikawa, E, J Kurokawa, M Takigawa, J Borken-Kleefeld, DL Mauzerall, L. W. Horowitz, and T Ohara. “The impact of China’s vehicle emissions on regional air quality in 2000 and 2020: a scenario analysis.” Atmospheric Chemistry and Physics 11 (2011): 9465-9484.Abstract
The number of vehicles in China has been increasing rapidly. We evaluate the impact of current and possible future vehicle emissions from China on Asian air quality. We modify the Regional Emission Inventory in Asia (REAS) for China’s road transport sector in 2000 using updated Chinese data for the number of vehicles, annual mileage, and emission factors. We develop two scenarios for 2020: a scenario where emission factors remain the same as they were in 2000 (No-Policy, NoPol), and a scenario where Euro 3 vehicle emission standards are applied to all vehicles (except motorcycles and rural vehicles). The Euro 3 scenario is an approximation of what may be the case in 2020 as, starting in 2008, all new vehicles in China (except motorcycles) were required to meet the Euro 3 emission standards. Using the Weather Research and Forecasting model coupled with Chemistry (WRF/Chem), we examine the regional air quality response to China’s vehicle emissions in 2000 and in 2020 for the NoPol and Euro 3 scenarios. We evaluate the 2000 model results with observations in Japan, China, Korea, and Russia. Under NoPol in 2020, emissions of carbon monoxide (CO), nitrogen oxides (NOx), non-methane volatile organic compounds (NMVOCs), black carbon (BC), and organic carbon (OC) from China’s vehicles more than double compared to the 2000 baseline. If all vehicles meet the Euro 3 regulations in 2020, however, these emissions are reduced by more than 50 % relative to NoPol. The implementation of stringent vehicle emission standards leads to a large, simultaneous reduction of the surface ozone (O3) mixing ratios and particulate matter (PM2.5) concentrations. In the Euro 3 scenario, surface O3 is reduced by more than 10 ppbv and surface PM2.5 is reduced by more than 10 µg m−3 relative to NoPol in Northeast China in all seasons. In spring, surface O3 mixing ratios and PM2.5 concentrations in neighboring countries are also reduced by more than 3 ppbv and 1 µg m−3 , respectively. We find that effective regulation of China’s road transport sector will be of significant benefit for air quality both within China and across East Asia as well.
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Zhang, J., DL Mauzerall, T Zhu, S Liang, M Ezzati, and J Remais. “Environmental health in China: challenges to achieving clean air and safe water.” The Lancet 375 (2010): 1110–19.Abstract
Environmental risk factors, especially air and water pollution, are a major source of morbidity and mortality in China. Biomass fuel and coal are burned for cooking and heating in almost all rural and many urban households, resulting in severe indoor air pollution that contributes greatly to the burden of disease. Many communities lack access to safe drinking water and sanitation, and thus the risk of waterborne disease in many regions is high. At the same time, China is rapidly industrialising with associated increases in energy use and industrial waste. Although economic growth from industrialisation has improved health and quality of life indicators, it has also increased the release of chemical toxins into the environment and the rate of environmental disasters, with severe eff ects on health. Air quality in China’s cities is among the worst in the world, and industrial water pollution has become a widespread health hazard. Moreover, emissions of climate-warming greenhouse gases from energy use are rapidly increasing. Global climate change will inevitably intensify China’s environmental health troubles, with potentially catastrophic outcomes from major shifts in temperature and precipitation. Facing the overlap of traditional, modern, and emerging environmental dilemmas, China has committed substantial resources to environmental improvement. The country has the opportunity to address its national environmental health challenges and to assume a central role in the international eff ort to improve the global environment.
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Wang, X., and D. L. Mauzerall. “Evaluating Impacts of Air Pollution in China on Public Health: Implications for Future Air Pollution and Energy Policies.” Atmospheric Environment 40, no. 9 (2006): 1706-1721.Abstract
Our objective is to establish the link between energy consumption and technologies, air pollution concentrations, and resulting impacts on public health in eastern China. We use Zaozhuang, a city in eastern China heavily dependent on coal, as a case study to quantify the impacts that air pollution in eastern China had on public health in 2000 and the benefits in improved air quality and health that could be obtained by 2020, relative to business-as-usual (BAU), through the implementation of best available emission control technology (BACT) and advanced coal gasification technologies (ACGT). We use an integrated assessment approach, utilizing state-of-the-science air quality and meteorological models, engineering, epidemiology, and economics, to achieve this objective. We find that total health damages due to year 2000 anthropogenic emissions from Zaozhuang, using the ‘‘willingness-to-pay’’ metric, was equivalent to 10% of Zaozhuang’s GDP. If all health damages resulting from coal use were internalized in the market price of coal, the year 2000 price would have more than tripled. With no new air pollution controls implemented between 2000 and 2020 but with projected increases in energy use, we estimate health damages from air pollution exposure to be equivalent to 16% of Zaozhuang’s projected 2020 GDP. BACT and ACGT (with only 24% penetration in Zaozhuang and providing 2% of energy needs in three surrounding municipalities) could reduce the potential health damage of air pollution in 2020 to 13% and 8% of projected GDP, respectively. Benefits to public health, of substantial monetary value, can be achieved through the use of BACT; health benefits from the use of ACGT could be even larger. Despite significant uncertainty associated with each element of the integrated assessment approach, we demonstrate that substantial benefits to public health could be achieved in this region of eastern China through the use of additional pollution controls and particularly from the use of advanced coal gasification technology. Without such controls, the impacts of air pollution on public health, presently considerable, will increase substantially by 2020.
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Wang, Xiaoping, Denise L. Mauzerall, Yongtao Hu, Armistead G. Russell, Eric D. Larson, Jung-Hun Woo, David G. Streets, and Alex Guenther. “A high-resolution emission inventory for eastern China in 2000 and three scenarios for 2020.” Atmospheric Environment 39, no. 32 (2005): 5917-5933.Abstract
We develop a source-specific high-resolution emission inventory for the Shandong region of eastern China for 2000 and 2020. Our emission estimates for year 2000 are higher than other studies for most pollutants, due to our inclusion of rural coal consumption, which is significant but often underestimated. Still, our inventory evaluation suggests that we likely underestimate actual emissions. We project that emissions will increase greatly from 2000 to 2020 if no additional emission controls are implemented. As a result, PM2.5 concentrations will increase; however O3 concentrations will decrease in most areas due to increased NOx emissions and VOC-limited O3 chemistry. Taking Zaozhuang Municipality in this region as a case study, we examine possible changes in emissions in 2020 given projected growth in energy consumption with no additional controls utilized (BAU), with adoption of best available end-of-pipe controls (BACT), and with advanced, low-emission coal gasification technologies (ACGT) which are capable of gasifying the high-sulfur coal that is abundant in China. Emissions of NH3 are projected to be 20% higher, NMVOC50% higher, and all other species 130–250% higher in 2020 BAU than in 2000. Both alternative 2020 emission scenarios would reduce emissions relative to BAU. Adoption of ACGT, which meets only 24% of energy service demand in Zaozhuang in 2020 would reduce emissions more than BACT with 100% penetration. In addition, coal gasification technologies create an opportunity to reduce greenhouse gas emissions by capturing and sequestering CO2 emissions below ground.
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Wang, X., and D. L. Mauzerall. “Characterizing Distributions of Surface Ozone and its Impact on Grain Production in China, Japan and South Korea: 1990 and 2020.” Atmospheric Environment 38 (2004): 4383-4402.Abstract
Using an integrated assessment approach, we evaluate the impact that surface O3 in East Asia had on agricultural production in 1990 and is projected to have in 2020. We also examine the effect that emission controls and the enforcement of environmental standards could have in increasing grain production in China. We find that given projected increases in O3 concentrations in the region, East Asian countries are presently on the cusp of substantial reductions in grain production. Our conservative estimates, based on 7- and 12-h mean (M7 or M12) exposure indices, show that due to O3 concentrations in 1990 China, Japan and South Korea lost 1–9% of their yield of wheat, rice and corn and 23–27% of their yield of soybeans, with an associated value of 1990US$ 3.5, 1.2 and 0.24 billion, respectively. In 2020, assuming no change in agricultural production practices and again using M7 and M12 exposure indices, grain loss due to increased levels of O3 pollution is projected to increase to 2–16% for wheat, rice and corn and 28–35% for soybeans; the associated economic costs are expected to increase by 82%, 33%, and 67% in 2020 over 1990 for China, Japan and South Korea, respectively. For most crops, the yield losses in 1990 based on SUM06 or W126 exposure indices are lower than yield losses estimated using M7 or M12 exposure indices in China and Japan but higher in South Korea; in 2020, the yield losses based on SUM06 or W126 exposure indices are substantially higher for all crops in all three countries. This is primarily due to the nature of the cumulative indices which weight elevated values of O3 more heavily than lower values. Chinese compliance with its ambient O3 standard in 1990 would have had a limited effect in reducing the grain yield loss caused by O3 exposure, resulting in only US$ 0.2 billion of additional grain revenues, but in 2020 compliance could reduce the yield loss by one third and lead to an increase of US$ 2.6 (M7 or M12) –27 (SUM06) billion in grain revenues. We conclude that East Asian countries may have tremendous losses of crop yields in the near future due to projected increases in O3 concentrations. They likely could achieve substantial increases in future agricultural production through reduction of surface O3 concentrations and/or use of O3 resistant crop cultivars. r 2004 Elsevier Ltd. All rights reserved.
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